Sec Office Of Chief Counsel Corporate Finance

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Sidley Taps Former SEC Chief Corporate Governance Counsel ...

https://www.businesswire.com/news/home/20210301006021/en/Sidley-Taps-Former-SEC-Chief-Corporate-Governance-Counsel-Sonia-Barros-as-Partner-in-Washington-D.C.

Mar 01, 2021 · Formerly the Chief Corporate Governance Counsel in the Division of Corporation Finance at the U.S. Securities and Exchange Commission (SEC), Ms. …

SEC Office Of The Whistleblower Chief To Step Down ...

https://www.mondaq.com/unitedstates/securities/1057004/sec-office-of-the-whistleblower-chief-to-step-down

Apr 13, 2021 · The SEC Office of the Whistleblower Chief Jane Norberg will step down after serving in the position since 2016. Upon Ms. Norberg's departure, the current Office Deputy Chief Emily Pasquinelli will serve as Acting Chief. Primary Sources. SEC Press Release: Jane Norberg, Chief of the SEC's Office of the Whistleblower, to Leave Agency

SEC.gov Contact the SEC

https://www.sec.gov/contact-information/sec-directory

Apr 17, 2017 · Office of Ethics Counsel Danae Serrano, Ethics Counsel (202) 551-5170. Office of Financial Management Caryn Kauffman, Chief Financial Officer (202) 551-7840. Office of the General Counsel Michael A. Conley, Acting General Counsel (202) 551-5100. Office of Human Resources James McNamara, Director (202) 551-7500. Office of Information Technology

SEC.gov Speeches

https://www.sec.gov/news/speeches

Mar 19, 2021 · Professional Accounting Fellow, Office of the Chief Accountant: Published date grouping: December 2014 Date: Dec. 8, 2014: Title: Remarks Before the 2014 AICPA National Conference on Current SEC and PCAOB Developments : Speaker: Brian T. Croteau Deputy Chief Accountant, Office of the Chief Accountant

SEC Enforcement Chief Alex Oh Resigns Days After Taking Job

https://finance.yahoo.com/news/sec-enforcement-chief-alex-oh-210521655.html

Apr 28, 2021 · Before joining the SEC, Oh was a partner at Paul, Weiss, Rifkind, Wharton & Garrison, where her corporate clients included Exxon Mobil Corp. …

What Chief Legal Officer Reaped Nearly $51M Last Year ...

https://www.law.com/corpcounsel/2021/04/26/who-reaped-nearly-51m-last-year-googles-clo/

Apr 26, 2021 · Kent Walker, senior vice president of global affairs and general counsel at Google. Courtesy photo. Google chief legal officer Kent Walker’s …

Petal appoints chief compliance officer, general counsel ...

https://www.complianceweek.com/grapevine/petal-appoints-chief-compliance-officer-general-counsel/30236.article

Apr 08, 2021 · Credit card startup Petal announced the appointment of Elizabeth Corbett as general counsel and chief compliance officer. Corbett is expected to help the company firm up its regulatory standing. Her career includes a stint at the Consumer Financial Protection Bureau (CFPB), in addition to time spent as an assistant U.S. attorney in the U.S ...

SEC's New Enforcement Chief Resigns After Days in Role ...

https://www.thinkadvisor.com/2021/04/28/secs-new-enforcement-chief-resigns/

Apr 28, 2021 · SEC's New Enforcement Chief Resigns After Days in Role ... a federal court ruling in a case involving one of her corporate ... be sanctioned for alleging that her opposing counsel …

How the SEC Protects Investors, Maintains Market Integrity

http://www.columbia.edu/~hcs14/SEC.htm

Feb 14, 2000 · Office of the General Counsel. The General Counsel is the chief legal officer of the Commission. Primary duties of the Office include representing the SEC in certain civil, private, or appellate proceedings, preparing legislative material, and providing independent advice and assistance to the Commission, the Divisions, and the Offices.

SPAC Enforcement Risks Increase With Enhanced SEC Scrutiny ...

https://www.mondaq.com/unitedstates/securities/1060472/spac-enforcement-risks-increase-with-enhanced-sec-scrutiny-

Apr 22, 2021 · Then, on March 31, 2021, Paul Munter, the SEC's acting chief accountant in the Office of the Chief Accountant (OCA), issued a public statement titled, "Financial Reporting and Auditing Considerations of Companies Merging with SPACs." In the statement, Munter observed that the "merger of a SPAC and target company often raises complex financial ...

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